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美國和北約 烏克蘭危機

(2022-02-25 07:52:05) 下一個

在這場烏克蘭危機中,美國和北約並不無辜

托馬斯·弗裏德曼  2022年2月23日
 
盧甘斯克的一名烏克蘭軍人。盧甘斯克位於烏克蘭東部,俄羅斯已於周一承認其為獨立領土。
盧甘斯克的一名烏克蘭軍人。盧甘斯克位於烏克蘭東部,俄羅斯已於周一承認其為獨立領土。 TYLER HICKS/THE NEW YORK TIMES
 
爆發像烏克蘭這樣的重大衝突時,記者們總會自問:“我應該待在什麽地方?基輔?莫斯科?慕尼黑?華盛頓?對這次衝突而言,我的答案是這些地方都不對。理解這場戰爭唯一的地方,在俄羅斯總統普京的腦袋裏。普京是自斯大林以來最強大、最不受約束的俄羅斯領導人,這場戰爭的時間選擇是他的野心、戰略和不滿的產物。
 
話雖這樣說,但美國並不能完全擺脫火上澆油的責任。
 
此話怎講?對於烏克蘭追求脫離他勢力範圍的目標,普京既視為一個戰略損失,也視為一種個人和國家的恥辱。普京在周一的講話中的確表示,烏克蘭沒有要求獨立的權利,而是俄羅斯不可分割的一部分,“血緣和家庭的紐帶把我們與”烏克蘭人民“聯係在一起”。
 
這就是為什麽普京對烏克蘭自由選舉產生的政府發起的攻擊,給人的感覺像是地緣政治上的名譽殺人(honor killing)。
 
普京基本上是在對烏克蘭人(他們中想加入歐洲聯盟的比想加入北約的)說:“你愛上了錯誤的人。你不能跟北約或歐盟私奔。如果我必須用棍棒打死你的政府,然後把你拖回家的話,我會這樣做的。”
俄羅斯總統普京周一發表講話。
俄羅斯總統普京周一發表講話。 POOL PHOTO BY ALEKSEY NIKOLSKYI
 
這是一種險惡的、發自內心的東西。盡管如此,這背後有個相關的故事。普京對烏克蘭的依戀不隻是出於神秘的民族主義。
在我看來,有兩根給這場火添柴的巨大木頭。第一根是美國考慮欠周的決定,即美國在20世紀90年代蘇聯解體後——其實是盡管蘇聯已解體——做出的擴大北約的決定。
第二根而且是大的一根,是普京如何無所顧忌地利用了北約向俄羅斯周邊地區的擴張,將俄羅斯人團結到他的身邊,來掩蓋他在領導力方麵的巨大失敗。普京沒有能夠讓俄羅斯成為一個能真正吸引鄰國而是不讓鄰國恐懼、能激發俄羅斯最有才華的人留在國內而不是排隊申請西方簽證的經濟模式。
我們需要對這兩根木頭進行分析。大多數美國人都沒太注意20世紀90年代末和21世紀初,北約向波蘭、匈牙利、捷克共和國、拉脫維亞、立陶宛和愛沙尼亞等東歐和中歐國家的擴張,這些國家或曾是蘇聯的一部分、或屬於其勢力範圍。不難理解這些國家想加入北約的原因,因為倘若快速取代了蘇聯的俄羅斯對它們發動攻擊的話,成為該聯盟的成員讓美國有義務為它們提供保護。
讓人不可理解的是,為什麽美國會選擇在俄羅斯弱的時候,將北約迅速推進到俄羅斯眼皮底下,美國在整個冷戰時期都夢想著有朝一日俄羅斯發生一場民主革命,出現一名(無論如何斷斷續續地)試圖將其變成一個民主國家、把其帶入西方陣營的領導人。
當時隻有一小群官員和政策專家(包括我本人)問了同一個問題,但我們的聲音被淹沒了。
在克林頓政府高層中,提出這個問題的最重要、也是唯一的官員竟然是國防部長比爾·佩裏。2016年,他在《衛報》的一次會議上回憶那個時刻時說:
“過去幾年裏的大多數問題的責任,都可由普京采取的行動來承擔。但我不得不說,美國在最初的幾年應該承擔相當大的責任。我們采取的第一個真的把我們引上錯誤方向的行動,是北約開始擴張,把東歐國家,其中一些與俄羅斯接壤,包括進來。
“那時,我們正在與俄羅斯密切合作,他們開始對北約可能是朋友而不是敵人的想法習慣起來……但他們對北約長驅直入到他們國境邊上非常不舒服,他們曾強烈呼籲我們不要那樣做。”
1998年5月2日,美國參議院正式批準了北約擴張後,我馬上給喬治·凱南打了電話,他是美國成功遏製蘇聯政策的設計師。凱南1926年開始在國務院工作,1952年出任美國駐莫斯科大使,可以說是美國最厲害的俄羅斯問題專家。雖然當時他已經94歲,聲音有點弱,但當我問他對北約擴張的看法時,他頭腦十分敏銳。
我把凱南回答的全文分享在下:
“我認為這是一場新冷戰的開端。我認為俄羅斯將慢慢做出相當不利的反應,這將影響他們的政策。我認為這是個可悲的錯誤。這完全沒有任何理由這樣做。沒有人在威脅其他人。這種擴張會讓我國的製憲元勳們九泉之下不得安寧。
“我們已簽署了同意保護一大批國家的協議,盡管我們既沒有資源,也不打算以任何認真的方式這樣做。(北約擴張)隻不過是對外交事務沒有真正興趣的參議院的無憂之舉。讓我不安的是,整個參議院對這件事情的辯論如此膚淺無知。尤其讓我不安的是把俄羅斯說成是一個極想攻擊西歐的國家。
“人們難道不明白嗎?我們在冷戰時期的分歧是與蘇維埃共產主義政權。而現在我們正在背棄的,正是那些發動了曆史上最偉大的不流血革命、推翻了蘇維埃政權的人。而且,俄羅斯的民主製度與我們剛剛簽了協議要保護的那些國家的一樣先進,如果不是更先進的話。俄羅斯當然會做出不好的反應,然後(主張北約擴張的人)會說,我們一直對你們說,俄羅斯人就是這樣,但這真的不對。”
發生的情況正是如此。
誠然,冷戰後的俄羅斯逐漸演化為自由主義製度,像“二戰”後的德國和日本那樣,遠非確定無疑的事情。的確,考慮到俄羅斯缺乏民主實踐,這是不大可能的事情。但我們當中的一些人當時的想法是,這是一個值得嚐試的機會,因為即使是一個不那麽民主的俄羅斯,如果它被納入而不是被排除在新的歐洲安全秩序之外,也許不會有那麽多的興趣或動機去威脅它的鄰國。
當然,這些都不能成為普京肢解烏克蘭的理由。在普京2000年到2008年的第一次兩屆總統任期裏,他除了對北約的擴張偶爾抱怨外,沒有采取什麽行動。那時油價高漲,普京在國內的受歡迎程度也很高,因為他當時領導的俄羅斯,在共產主義崩潰後,經過十年的痛苦重組和貧困,個人收入已在大幅增長。
但在整個過去的十年,隨著俄羅斯經濟停滯不前,普京要麽不得不進行更深層次的經濟改革,但這可能會削弱他自上而下的控製,要麽加強他的腐敗裙帶資本主義盜賊統治。他選擇了後者,美國企業研究所的俄羅斯問題專家、《葉利欽:革命生涯》(Yeltsin: A Revolutionary Life)一書的作者萊昂·阿倫阿倫解釋道,他目前正在寫一本關於普京的俄羅斯未來的書。阿倫說,為了掩蓋並轉移人們對他的這一選擇的注意力,普京轉移了自己受歡迎的基礎,從“俄羅斯新取得的財富的分配者和經濟改革者,變為祖國的捍衛者”。
就在普京出於國內政治原因,選擇當一名民族主義複仇者和(用阿倫的話說)一名永久的“戰時總統”時,他能夠用來將俄羅斯人民團結在他身後的最具感染力的威脅已等在那裏:“北約擴張這個輕而易舉的借口。”
而且自那以後,他對這個借口一直咬住不放,盡管他知道北約並不打算把烏克蘭包括進來。
國家和國家領導人對羞辱的反應通常是這樣兩種中的一種:侵略或反省。在經曆了西方帶來的所謂“百年國辱”之後,鄧小平領導下的中國作出的回應大致可用下麵的話來描述:“我們要做給你們看。我們要在你們自己的遊戲中打敗你們。”
普京在蘇聯解體和北約擴張後感覺受到西方羞辱時,他的回應是:“我要做給你們看。我要痛打烏克蘭。”
是的,事情比這複雜得多,但我想說的是:這是普京的戰爭。對俄羅斯和鄰國來說,他是個壞領導人。但在他的演變過程中,美國和北約並非無辜的旁觀者。
 

This Is Putin’s War. But America and NATO Aren’t Innocent Bystanders.

 
 

A member of the Ukrainian Army in Luhansk, a territory in eastern Ukraine that Russia has recognized on Monday as independent.

A member of the Ukrainian Army in Luhansk, a territory in eastern Ukraine that Russia has recognized on Monday as independent.Credit...Tyler Hicks/The New York Times
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By Thomas L. Friedman

Opinion Columnist

 

When a major conflict like Ukraine breaks out, journalists always ask themselves: “Where should I station myself?” Kyiv? Moscow? Munich? Washington? In this case, my answer is none of these. The only place to be for understanding this war is inside Russian President Vladimir Putin’s head. Putin is the most powerful, unchecked Russian leader since Stalin, and the timing of this war is a product of his ambitions, strategies and grievances.

But, with all of that said, America is not entirely innocent of fueling his fires.

How so? Putin views Ukraine’s ambition to leave his sphere of influence as both a strategic loss and a personal and national humiliation. In his speech on Monday, Putin literally said Ukraine has no claim to independence, but is instead an integral part of Russia — its people are “connected with us by blood, family ties.” Which is why Putin’s onslaught against Ukraine’s freely elected government feels like the geopolitical equivalent of an honor killing.

Putin is basically saying to Ukrainians (more of whom want to join the European Union than NATO): “You fell in love with the wrong guy. You will not run off with either NATO or the E.U. And if I have to club your government to death and drag you back home, I will.”

 
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President Vladimir Putin addressing Russia on Monday.Credit...Pool photo by Aleksey Nikolskyi

This is ugly, visceral stuff. Nevertheless, there is a back story here that is relevant. Putin’s attachment to Ukraine is not just mystical nationalism.

 

In my view, there are two huge logs fueling this fire. The first log was the ill-considered decision by the U.S. in the 1990s to expand NATO after — indeed, despite — the collapse of the Soviet Union.

And the second and far bigger log is how Putin cynically exploited NATO’s expansion closer to Russia’s borders to rally Russians to his side to cover for his huge failure of leadership. Putin has utterly failed to build Russia into an economic model that would actually attract its neighbors, not repel them, and inspire its most talented people to want to stay, not get in line for visas to the West.

We need to look at both of these logs. Most Americans paid scant attention to the expansion of NATO in the late 1990s and early 2000s to countries in Eastern and Central Europe like Poland, Hungary, the Czech Republic, Latvia, Lithuania and Estonia, all of which had been part of the former Soviet Union or its sphere of influence. It was no mystery why these nations would want to be part of an alliance that obligated the U.S. to come to their defense in the event of an attack by Russia, the rump successor to the Soviet Union.

The mystery was why the U.S. — which throughout the Cold War dreamed that Russia might one day have a democratic revolution and a leader who, however haltingly, would try to make Russia into a democracy and join the West — would choose to quickly push NATO into Russia’s face when it was weak.

 

A very small group of officials and policy wonks at that time, myself included, asked that same question, but we were drowned out.

The most important, and sole, voice at the top of the Clinton administration asking that question was none other than the defense secretary, Bill Perry. Recalling that moment years later, Perry in 2016 told a conference of The Guardian newspaper:

“In the last few years, most of the blame can be pointed at the actions that Putin has taken. But in the early years I have to say that the United States deserves much of the blame. Our first action that really set us off in a bad direction was when NATO started to expand, bringing in Eastern European nations, some of them bordering Russia.

“At that time, we were working closely with Russia and they were beginning to get used to the idea that NATO could be a friend rather than an enemy … but they were very uncomfortable about having NATO right up on their border and they made a strong appeal for us not to go ahead with that.”

On May 2, 1998, immediately after the Senate ratified NATO expansion, I called George Kennan, the architect of America’s successful containment of the Soviet Union. Having joined the State Department in 1926 and served as U.S. ambassador to Moscow in 1952, Kennan was arguably America’s greatest expert on Russia. Though 94 at the time and frail of voice, he was sharp of mind when I asked for his opinion of NATO expansion.

I am going to share Kennan’s whole answer:

“I think it is the beginning of a new cold war. I think the Russians will gradually react quite adversely and it will affect their policies. I think it is a tragic mistake. There was no reason for this whatsoever. No one was threatening anybody else. This expansion would make the founding fathers of this country turn over in their graves.

“We have signed up to protect a whole series of countries, even though we have neither the resources nor the intention to do so in any serious way. [NATO expansion] was simply a lighthearted action by a Senate that has no real interest in foreign affairs. What bothers me is how superficial and ill informed the whole Senate debate was. I was particularly bothered by the references to Russia as a country dying to attack Western Europe.

“Don’t people understand? Our differences in the Cold War were with the Soviet Communist regime. And now we are turning our backs on the very people who mounted the greatest bloodless revolution in history to remove that Soviet regime. And Russia’s democracy is as far advanced, if not farther, as any of these countries we’ve just signed up to defend from Russia. Of course there is going to be a bad reaction from Russia, and then [the NATO expanders] will say that we always told you that is how the Russians are — but this is just wrong.”

 

It’s EXACTLY what has happened.

To be sure, post-Cold War Russia evolving into a liberal system — the way post-World War II Germany and Japan did — was hardly a sure thing. Indeed, given Russia’s scant experience with democracy, it was a long shot. But some of us then thought it was a long shot worth trying, because even a less-than-democratic Russia — if it had been included rather than excluded from a new European security order — might have had much less interest or incentive in menacing its neighbors.

Of course, none of this justifies Putin’s dismemberment of Ukraine. During Putin’s first two terms as president — from 2000 to 2008 — he occasionally grumbled about NATO expansion but did little more. Oil prices were high then, as was Putin’s domestic popularity, because he was presiding over the soaring growth of Russian personal incomes after a decade of painful restructuring and impoverishment following the collapse of communism.

But across the last decade, as Russia’s economy stagnated, Putin either had to go for deeper economic reforms, which might have weakened his top-down control, or double down on his corrupt crony capitalist kleptocracy. He chose the latter, explained Leon Aron, a Russia expert at the American Enterprise Institute and the author of “Yeltsin: A Revolutionary Life,” who is now writing a book about the future of Putin’s Russia. And to both cover and distract from that choice, Putin shifted the basis of his popularity from “being the distributor of Russia’s newfound wealth and an economic reformer to the defender of the motherland,” Aron said.

And right when Putin opted for domestic political reasons to become a nationalist avenger and a permanent “wartime president,” as Aron put it, what was waiting there for him to grasp onto was the most emotive threat to rally the Russian people behind him: “The low-hanging fruit of NATO expansion.”

And he has dined out on it ever since, even though he knows that NATO has no plans to expand to include Ukraine.

Countries and leaders usually react to humiliation in one of two ways — aggression or introspection. After China experienced what it called a “century of humiliation” from the West, it responded under Deng Xiaoping by essentially saying: “We’ll show you. We’ll beat you at your own game.”

When Putin felt humiliated by the West after the collapse of the Soviet Union and the expansion of NATO, he responded: “I’ll show you. I’ll beat up Ukraine.”

 

Yes, it’s all more complicated than that, but my point is this: This is Putin’s war. He’s a bad leader for Russia and its neighbors. But America and NATO are not just innocent bystanders in his evolution.

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