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智障 烏克蘭戰爭 自由主義國際秩序

(2022-03-07 08:28:41) 下一個

烏克蘭戰爭考驗自由主義國際秩序

DAMIEN CAVE  

上個月,烏克蘭基輔市中心的獨立廣場。

上個月,烏克蘭基輔市中心的獨立廣場。 BRENDAN HOFFMAN FOR THE NEW YORK TIMES

自由主義的世界秩序陷入岌岌可危的狀態已經有一段時間了。拜登總統在就職演說中稱民主是“脆弱的”。俄羅斯總統普京兩年前曾表示,“自由主義思想”已經“過氣”,中國領導人習近平則曾讚揚全能國家的力量,正如他在去年3月所說的“製度自信”。
 
多國對俄羅斯入侵烏克蘭的反應表明,以基於規則的戰後全球秩序或許可以避免消亡的命運。一個月前,沒有人預料到德國會扭轉幾十年來在軍事上的遲疑態度,向國防預算投入1000億歐元,也沒有人預料到瑞士會凍結俄羅斯寡頭的資產,更沒有人預料到YouTube、世界杯足球賽和全球能源公司都會切斷與俄羅斯的聯係。
 
但歐洲也顯露了再次爆發戰爭的預兆。幼兒在地鐵隧道裏避難,核電站受到威脅,這是一個全球性的空襲警報——為了眼前的戰爭和即將到來的反對獨裁主義的鬥爭,美國領導的國際主義體係需要重新啟動。
 
“全球體係是在1950年代建立的,如果你把它看成是那個年代出廠的汽車,你會發現它破舊不堪,在某些方麵已經過時,可能需要好好調整一下了,”退役美國海軍上將、前北約駐歐洲指揮官詹姆斯·斯塔夫裏迪斯說。“但它仍在前進,而且諷刺的是,弗拉基米爾·普京在一周內所做的事情,比我記憶中任何事情都更能激發它的活力。”
 
周三,利沃夫中央火車站,成千上萬烏克蘭人繼續逃離戰爭。
周三,利沃夫中央火車站,成千上萬烏克蘭人繼續逃離戰爭。 IVOR PRICKETT FOR THE NEW YORK TIMES
 
從歐洲和亞洲的領導人到現任和前任美國官員,幾乎所有人都認為,烏克蘭事件是對一個有75年曆史的理念的生存考驗,這個理念認為,自由民主、美國軍事實力和自由貿易可以為和平與全球繁榮創造條件。
 
由於這一概念的創始人美國仍在掙紮於黨派之爭、新冠疫情和遙遠戰場上的失敗,許多外交政策負責人已經對烏克蘭的前景持著極為悲觀的態度,認為它標誌著美國時代的正式結束和一個更具爭議性的多極時刻的開始。
 
至少十年來,自由民主國家一直在消失。研究政府的非營利組織V-Dem的數據顯示,自由民主國家的數量在2012年達到頂峰,有42個國家,現在隻有34個國家,僅占世界人口的13%。在包括美國在內的許多國家,“有害的兩極化”正在加劇。
 
對烏克蘭及其民選領導人來說,生存的前景尤其暗淡。製裁是反普京聯盟的首選武器,但長期以來,它一直無法改變流氓國家或領導人的行為。盡管拜登談論捍衛自由,但他一再承諾,不會有美國士兵為烏克蘭的生存而戰,盡管已經有100萬難民逃離烏克蘭,普京似乎有意奪取整個國家。
 
拜登總統周二在國情谘文中表示:“如果獨裁者不為他們的侵略行為付出代價,就會造成更多的混亂。”
拜登總統周二在國情谘文中表示:“如果獨裁者不為他們的侵略行為付出代價,就會造成更多的混亂。” SARAHBETH MANEY/THE NEW YORK TIMES
 
烏克蘭也可能隻是對舊秩序的一係列考驗中的第一個。中國領導人習近平幾個月前表示,“統一”台灣——另一個生活在威權鄰國陰影下的民主政權——“一定要實現。”
拜登在周二的國情谘文講話中直言未來麵臨的風險,他說,“如果獨裁者不為他們的侵略行為付出代價,就會造成更多的混亂。”他堅稱,自由世界正在追究普京的責任。
 
即使一些較悲觀的人也看到了自由主義複興的跡象。已退休的前美國駐伊拉克和阿富汗大使瑞安·C·克羅克說,在美國災難性地從喀布爾撤軍之後,拜登政府證明了美國仍然可以領導並團結全球做出強有力的回應。
 
塔利班接管阿富汗是美國幹涉主義努力中最新的低穀。
塔利班接管阿富汗是美國幹涉主義努力中最新的低穀。 JIM HUYLEBROEK FOR THE NEW YORK TIMES
 
曆史學家羅伯特·卡根的新書《叢林重新生長——美國和我們危險的世界》(The Jungle Grows Back: America and Our Imperiled World)在烏克蘭衝突期間被廣泛引用。卡根說,他也對自由主義秩序“恢複原狀”的速度感到驚喜。
 
“我們很久以前吸取的很多教訓已經被遺忘了,現在它們再次得到了重要的印證,”他說。
 
其中一個教訓似乎是,聯盟很重要。但對許多人來說,最重要的教訓與富蘭克林·D·羅斯福和哈裏·S·杜魯門對二戰的總結是一致的:美國不能退回到孤立主義中去,它自身的繁榮依賴於積極努力保持世界大國的和平。
 
“我們變得越來越冷漠——這就是為什麽普京的例子如此引人注目,”1984年至1988年在美國國務院任職的卡根說。“很多人對後美國世界會是什麽樣子有一種善意而令人寬慰的看法——它隻是在適應那些有不同意見的人——所以其後果是戰爭才會讓人們感到震驚。”
 
“這應該讓他們重新思考之前對美國該怎麽做的假設,”他還說
 
1996年,克林頓總統在波斯尼亞。美國不情願地卷入那裏的戰爭,促成了脆弱的和平。
1996年,克林頓總統在波斯尼亞。美國不情願地卷入那裏的戰爭,促成了脆弱的和平。 GREG GIBSON/ASSOCIATED PRESS
 
然而,任何試圖重建幹預模式的嚐試,都必須麵對令人擔憂的近期曆史。2001年9月11日的恐怖襲擊之後,代價高昂的“反恐戰爭”轉移了美國的注意力,削弱了世界對美國意圖和能力的信心。
布魯金斯學會高級研究員範達·費爾巴布·布朗在利比亞和突尼斯邊境接受采訪時說,不顧全球抗議入侵伊拉克,眼看著戰爭拖了幾十年也沒有多大進展——對美國公眾來說,這一切已經夠了。
“你厭倦了這種無謂的犧牲,”她說。“最後隻換來塔利班重新掌權,以及由伊朗操控的腐敗的伊拉克政治。”
美國的世界觀隨著2008年的全球金融危機再次受到打擊。在沒有解決與全球化相關的不平等激增的情況下,是華爾街和華盛頓——而不是莫斯科或北京——製造了經濟災難。然後是唐納德·特朗普總統,他把所有的挫折感變成了一場向內而充滿怨恨的競選。
在特朗普看來,美國已經成為“基於規則的秩序”的受害者,而不是受益者。在他看來,歐洲國家不是盟友,而是依附者。盡管拜登後來聲稱“美國回來了”,但世界上的大多數人仍在問:這能持續多久?
特朗普總統對美國的傳統盟友持懷疑態度,並避免批評普京等鐵腕人物。
特朗普總統對美國的傳統盟友持懷疑態度,並避免批評普京等鐵腕人物。 DOUG MILLS/THE NEW YORK TIMES
 
民意調查一直顯示,美國人對國際事務越來越沒有興趣,對民主的能力也越來越沒有信心。政治分歧已經達到足以同南北戰爭相提並論的程度。
 
“這個體係麵臨的最大挑戰是美國實力的國內基礎,”芝加哥全球事務委員會的高級顧問、奧巴馬政府駐北約大使伊沃·達爾德說。“美國仍然是唯一的全球軍事強國,仍然是最大的經濟體,也是唯一能把其他國家團結在一起的強國。問題是:國內政治是否允許美國發揮領導作用。”
 
經曆了四年的“美國優先”,達爾德說,“存在一些疑慮是可以理解的。”
 
和普京一樣,習近平有的不僅僅是疑慮。
 
新加坡東南亞研究所的高級研究員伊恩·斯托裏說,在烏克蘭發生的事情“絲毫不會改變習近平的意識形態信念”。
 
盡管對入侵的抵製可能會影響他在台灣問題上的考量,但這位中國幾十年來最強大的領導人始終相信,“美國領導的西方世界正在衰落,威權主義才是未來,”斯托裏說。“盡管自由主義秩序已經團結起來捍衛烏克蘭,但他會把這視為暫時現象。”
 
10月,台灣的旗幟在首都台北上空飄揚。 LAM YIK FEI FOR THE NEW YORK TIMES
 
許多人認為,要克服這一點,美國政治需要快速愈合。曆史學家指出,美國領導人必須像羅斯福在二戰前所做的那樣,解釋參與的價值,並重振美國民主和國際秩序體係,這些體係迄今尚未做出重大改變或擴大其能力,以應對中國和俄羅斯的挑戰。
與此同時,其他民主國家也必須承擔更多的國際負擔,提供資金、國防並召集盟友。
達爾德設想,由世界上最大的12或13個民主國家共享領導地位,“在這個體係中,美國可能位居平等國家中的首位,但仍是平等國家中的一員。”
悉尼洛伊研究所所長邁克爾·富利洛夫曾寫過一本關於羅斯福的書,他形容這樣的組織就像一個樂團,在這個樂團整體中,德國和澳大利亞等國家會向前邁出一步,發揮更大的作用。
“自由主義國際秩序的受益者已經意識到,他們必須為它護航,”他說。
 
中國領導人習近平曾表示,中國的高壓治理方式優於西方模式。
中國領導人習近平曾表示,中國的高壓治理方式優於西方模式。 CARLOS GARCIA RAWLINS/REUTERS
 
克羅克是用最直白的措辭闡述利害關係的許多人之一。
 
“如果從烏克蘭走出來的時候,我們的說法是:一個團結的北約、一個團結的歐洲能夠打敗普京,”他說,那麽“我們就能向前邁進,站在團結和美國領導的立場上,應對未來不可避免的挑戰”。
 
他還說,如果俄羅斯接管了烏克蘭的大部分或全部地區,同時普京仍掌控著大體上穩定的俄羅斯經濟,那麽“歡迎來到一個無序的新世界”。
 

Damien Cave是澳大利亞悉尼分社社長。他此前曾在墨西哥城、哈瓦那、貝魯特和巴格達報道新聞。自2004年加入《紐約時報》以來,他還擔任過國內新聞副主編、邁阿密分社社長和紐約市記者。歡迎在Twitter上關注他 @damiencave

翻譯:晉其角

 

The War in Ukraine Holds a Warning for the World Order

The multinational response shows that liberalism has some life left. But the challenges posed by waning U.S. power and rising authoritarianism remain formidable.

 

Maidan square in central Kyiv, Ukraine, last month.

Maidan square in central Kyiv, Ukraine, last month.Credit...Brendan Hoffman for The New York Times
 

The liberal world order has been on life support for a while. President Biden, in his inaugural address, called democracy “fragile.” President Vladimir V. Putin of Russia said two years ago that “the liberal idea” had “outlived its purpose,” while China’s leader, Xi Jinping, has extolled the strength of an all-powerful state and, as he put it last March, “self-confidence in our system.”

The multinational response to Russia’s invasion of Ukraine has shown that the demise of the global postwar rules-based order may not be inevitable. A month ago, no one predicted that Germany would reverse decades of military hesitancy and pour 100 billion euros into its defense budget, or that Switzerland would freeze the assets of Russian oligarchs, or that YouTube, World Cup soccer and global energy companies would all cut ties to Russia.

But the reappearance of war in Europe is also an omen. With toddlers sheltering in subway tunnels, and nuclear power plants under threat, it is a global air raid siren — a warning that the American-led system of internationalism needs to get itself back into gear, for the war at hand and for the struggle against authoritarianism to come.

“The global system was built in the 1950s, and if you think of it as a car from those years, it is battered, out of date in some ways, and could use a good tuneup,” said James Stavridis, a retired U.S. Navy admiral and former NATO commander in Europe. “But it is still on the road, rolling along, and, ironically enough, Vladimir Putin has done more in a week to energize it than anything I can remember.”

 

The central train station in Lviv on Wednesday as thousands of Ukrainians continued to flee the war.Credit...Ivor Prickett for The New York Times

Almost universally, from leaders in Europe and Asia to current and former American officials, Ukraine is being viewed as a test for the survival of a 75-year-old idea: that liberal democracy, American military might and free trade can create the conditions for peace and global prosperity.

Because the founder of that concept, the United States, continues to struggle — with partisanship, Covid and failure in distant war zones — many foreign policy leaders already see Ukraine in dire terms, as marking an official end of the American era and the start of a more contested, multipolar moment.

For at least a decade, liberal democracies have been disappearing. Their numbers peaked in 2012 with 42 countries, and now there are just 34, home to only 13 percent of the world population, according to V-Dem, a nonprofit that studies governments. In many of those, including the United States, “toxic polarization” is on the rise.

For Ukraine and its democratically elected leaders, the prospects for survival look especially dim. Sanctions, the preferred weapon for the anti-Putin coalition, have a long history of failing to alter the behavior of rogue states or leaders. And for all the talk of defending freedom, Mr. Biden has repeatedly promised that no American soldiers will fight for Ukraine’s right to exist, even as a million refugees have already fled and Mr. Putin seems intent on taking the entire country.

 
“When dictators do not pay a price for their aggression, they cause more chaos,” President Biden said in his State of the Union address on Tuesday.Credit...Sarahbeth Maney/The New York Times

Ukraine may also be just the first of several tests for the old order. Mr. Xi, the Chinese leader, said a few months ago that “reunification” with Taiwan — another democracy living in the shadow of an authoritarian neighbor — “must be fulfilled.”

Mr. Biden, in his State of the Union address on Tuesday, spoke bluntly of the future risk, saying, “When dictators do not pay a price for their aggression, they cause more chaos.” He insisted that the free world was holding Mr. Putin accountable.

And even some skeptics do see signs of a liberal revival. Ryan C. Crocker, a retired former U.S. ambassador to Iraq and Afghanistan, said that after the disastrous American withdrawal from Kabul, the Biden administration had proved that the United States could still lead and gather together a strong global response.

The Taliban takeover of Afghanistan was a recent low point in America’s interventionist endeavors.Credit...Jim Huylebroek for The New York Times

Robert Kagan, a historian whose latest book, “The Jungle Grows Back: America and Our Imperiled World,” has been widely cited during the Ukraine conflict, said he too had been pleasantly surprised by how quickly the liberal order had “snapped back into place.”

“There has been a significant reconfirmation of a lot of the old lessons we learned a long time ago and forgot about,” he said.

 

One lesson seems to be that alliances matter. But for many, the most important lesson echoes what Franklin D. Roosevelt and Harry S. Truman concluded about World War II: America cannot retreat into isolationism; its own prosperity depends on actively trying to keep the world’s major powers at peace.

 

“We have become increasingly indifferent — that’s why the Putin example has been so striking,” said Mr. Kagan, who served in the U.S. State Department from 1984 to 1988. “A lot of people had a comforting and benign view of what a post-American world would look like — it would just be adjusting to other people having different opinions — so for the consequence to be war, it’s shocking to people.”

“It should make them rethink their earlier assumptions about what America should be doing,” he added.

President Bill Clinton in Bosnia in 1996. The United States’ reluctant involvement in the war there helped bring a fragile peace.Credit...Greg Gibson/Associated Press

Any attempt to rebuild a model of intervention, however, must deal with fraught recent history. The costly “war on terror” that followed the attacks of Sept. 11, 2001, shifted the country’s focus and undermined the world’s confidence in American intentions and competence.

Invading Iraq despite global protests, seeing wars drag on for decades without much progress — it was all too much for the American public, Vanda Felbab-Brown, a senior fellow at the Brookings Institution, said in an interview from the Libya-Tunisia border.

“You have this exhaustion of dying for nothing,” she said. “For the Taliban to come back to power, and with corrupt Iraqi politics run by Iran.”

In his view, the United States had become a victim rather than a beneficiary of the “rules-based order.” European nations, for Mr. Trump, were not allies but hangers-on. And while Mr. Biden has since argued that “America is back,” most of the world is still asking: For how long?

President Donald J. Trump cast a skeptical eye on the United States’ traditional alliances and shied away from criticizing strongmen like Vladimir V. Putin. Credit...Doug Mills/The New York Times

Polls have consistently shown declining interest in international affairs among Americans and declining faith in the ability of democracy to deliver. Political divisions have reached levels high enough for comparisons with the Civil War.

Russia-Ukraine War: Key Things to Know


Card 1 of 3

Evacuation efforts under attack. As Russian forces continued shelling Ukraine, at least four people, including a mother and her two children, were killed outside Kyiv as they tried to get to safety. In the besieged port city of Mariupol, a planned evacuation was halted for a second consecutive day.

“The biggest challenge to the system is the domestic basis of American power,” said Ivo Daalder, the president of the Chicago Council on Global Affairs and an ambassador to the North Atlantic Treaty Organization under President Barack Obama. “It’s still the only global military power, it’s still the largest economy and it’s the only power that brings other countries together. The question is: Does domestic politics allow America to play that leadership role?”

After four years of “America First,” “there are,” Mr. Daalder said, “justifiable doubts.”

Like Mr. Putin, Mr. Xi has more than just doubts.

Ian Storey, a senior fellow at the ISEAS-Yusof Ishak Institute in Singapore, said that what’s happening in Ukraine “will not change Xi’s ideological beliefs one iota.”

While the resistance to the invasion may inform his calculations on Taiwan, China’s most powerful leader in decades ultimately believes that “the U.S.-led Western world is fading and authoritarianism is the future,” Mr. Storey said. “While the liberal order has rallied to Ukraine’s defense, he will see this as a blip.”

Flying Taiwan’s flag over Taipei, the capital, in October.Credit...Lam Yik Fei for The New York Times

To be more than that, many argue, American politics needs to heal — fast. The country’s leaders have to explain the value of engagement, as Roosevelt did before World War II, historians note, and reinvigorate both American democracy and the institutions of the international order, which have yet to significantly change or expand their capacity to deal with the challenges of China and Russia.

At the same time, other democracies must also take on more of the international burden, with money, defense and convening allies.

Mr. Daalder envisions a system in which the world’s 12 or 13 largest democracies share leadership, “where the U.S. is maybe first among equals but still one among equals.”

Michael Fullilove, the executive director of the Lowy Institute in Sydney and the author of a book about Roosevelt, described such a grouping as an ensemble in which countries like Germany and Australia step forward for larger roles.

“The beneficiaries of the liberal international order have realized they must serve in its bodyguard,” he said.

The Chinese leader, Xi Jinping, has said that his country’s heavy-handed approach to governance is superior to the Western model.Credit...Carlos Garcia Rawlins/Reuters

Mr. Crocker was one of many who laid out the stakes in the starkest of terms.

“If we emerge from Ukraine with the narrative being that a united NATO, a united Europe, were able to face down Putin,” he said, then “we move forward to deal with the inevitable challenges ahead from a position of unity and American leadership.”

If Russia takes over most or all of Ukraine and Mr. Putin is still in charge of a largely stable Russian economy, he added, “welcome to the new world of disorder.”

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